Blogs

SEBI Compliance Red Flags for RIAs ⚠️ Avoid Costly Mistakes and Protect Your Registration Registered Investment Advisers (RIAs) play a vital role in India’s financial ecosystem by offering transparent, client-focused investment advice. Ho...

Is Your NBFC Really Compliant? Here’s What You Need to Know The Reserve Bank of India (RBI) has been tightening its regulatory framework around Non-Banking Financial Companies (NBFCs), and the impact is clear — several NBFCs have lost ...

Why Many NBFC Applications Get Rejected by the RBI — Avoid These Common Mistakes Meta Title: Why NBFC Applications Get Rejected by RBI | Common Mistakes & Compliance Checklist Meta Description: Learn why NBFC applications get rejected b...

NBFC Takeover vs. New NBFC Registration – The Smarter Way to Enter the Lending Business Thinking of starting an NBFC (Non-Banking Financial Company) in India? You’re not alone — with the booming fintech ecosystem and rising credi...

15 Red Flags That Could Lead to Your NBFC Being Shut Down Every year, the Reserve Bank of India (RBI) revokes licenses of several NBFCs. Contrary to common belief, most of these cancellations are not due to fraud, but arise from non-compliance, we...

Is CERSAI Registration Compulsory for NBFCs? A frequent compliance gap seen among NBFCs is neglecting CERSAI registration. While lenders are usually diligent about RBI directives and customer verification, many overlook this crucial step—whi...

SEBI Rolls Out New Co-Investment Framework: A Big Win for India’s Private Market India’s private capital landscape just received a significant boost. In a major regulatory move, the Securities and Exchange Board of India (SEBI) has un...

RBI Fines Shriram Finance Limited: A Big Warning for NBFCs & Fintechs The Reserve Bank of India (RBI) has imposed a penalty on Shriram Finance Limited, one of India’s leading NBFCs, for violating the central bank’s digital lending ...

Planning to Acquire an NBFC? Here’s What You Need to Know Acquiring a Non-Banking Financial Company (NBFC) can be a powerful growth strategy — giving you access to lending licenses, financial markets, and a wider customer base. However...

⚠️ NBFCs: It’s Time to Prepare for RBI’s NOF Deadline! The Reserve Bank of India (RBI) has made its stance clear — it's time for NBFCs to ramp up their capital base! Under the RBI’s Master Direction – NBFC (Sca...

❌ Common Reasons Why NBFC License Applications Get Rejected 1. Inadequate Business Plan & Financial Projections The RBI expects a well-structured, sector-specific business plan that includes strong market research and realistic financial fore...

If you’re looking to venture into the financial services sector, registering as a Non-Banking Financial Company (NBFC) could be the right move for you. With the financial market in India expanding rapidly, the demand for diverse financial ...