Is Your NBFC Truly RBI Compliant?
Most NBFC founders believe their company is fully compliant with RBI norms—
until an RBI inspection or audit highlights gaps they never noticed.
In today’s highly regulated financial ecosystem, par...
SEBI Compliance Red Flags for RIAs β οΈ
Avoid Costly Mistakes and Protect Your Registration
Registered Investment Advisers (RIAs) play a vital role in India’s financial ecosystem by offering transparent, client-focused investment advice. Ho...
Just Registered as an NBFC? Here’s Your Compliance Roadmap
Securing your RBI license is a significant achievement—but it’s only the first step. The bigger challenge lies ahead: staying compliant with regulations that govern every...
Are You Publishing Research Reports Without SEBI Registration?
That’s a fast track to penalties, suspension, and long-term reputational damage.
In today’s regulated financial ecosystem, SEBI registration is mandatory if you wish to wo...
β οΈ Is Your NBFC Vulnerable to RBI Action?
With increasing regulatory scrutiny, the Reserve Bank of India (RBI) is taking strict action against Non-Banking Financial Companies (NBFCs) that fail to comply with its guidelines. From financia...
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Getting your NBFC license is a big milestone — but don’t relax just yet. Receiving RBI approval is only the first step in setting up your fin...