⚠️ Is Your NBFC Vulnerable to RBI Action?
With increasing regulatory scrutiny, the Reserve Bank of India (RBI) is taking strict action against Non-Banking Financial Companies (NBFCs) that fail to comply with its guidelines. From financial penalties to license suspension, even minor compliance oversights can have serious consequences.
Unfortunately, many NBFCs are unaware they are non-compliant—until they face enforcement.
🚨 Common Compliance Pitfalls for NBFCs
Even experienced NBFCs can unknowingly violate RBI norms. Some of the most frequent compliance issues include:
🔸 Failure to complete mandatory registrations
(Like CKYCR, FIU-IND, CICs, etc.)
🔸 Inadequate risk management systems
Outdated or insufficient frameworks that don’t align with RBI expectations.
🔸 Delays in mandatory reporting and regulatory approvals
Missed deadlines for NBS returns, CRILC submissions, and more.
🔸 Weak internal audits and monitoring mechanisms
Lack of proper internal checks can lead to overlooked violations.
These lapses can result in:
✔ RBI fines and sanctions
✔ Loss of investor confidence
✔ Regulatory inspections
✔ Even cancellation of your NBFC license
✅ How We Help You Stay Compliant
At Aishwaraya Lakshya Advisory, we offer comprehensive compliance support tailored to NBFCs. Our team of experts helps you:
✔ Conduct thorough compliance checks and risk assessments
✔ Identify and rectify gaps in your systems and processes
✔ Strengthen audit trails and internal controls
✔ Align fully with current RBI regulations
✔ Be prepared for inspections and audits at any time
🔍 Prevention is Better Than Penalty
Don’t let small compliance mistakes put your NBFC’s future at risk. Take proactive steps today to safeguard your business and your reputation.
📞 Book your free consultation now
+91 93113 47006
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